Securities and Exchange Commission

organization

Last mentioned: Mar 24, 2026

Timeline

  1. Secondary Notice

    Pomerantz reinforces the filing highlights to ensure broad investor awareness.

  2. Initial Legal Notice

    Pomerantz LLP issues the first public call for shareholders to join the class action.

  3. Liability Verdict

    A jury finds Musk liable for fraud against shareholders who sold during the disclosure delay.

  4. Citigroup Revision

    Citigroup officially lowers crypto market targets and growth projections for the 2026-2027 period.

  5. SEC Approval

    The SEC grants historic approval for Nasdaq to put the stock market on the blockchain.

  6. Remediation Begins

    Internal IT teams and third-party forensic experts begin system restoration processes.

  7. Attack Detected

    Stryker identifies unauthorized activity and global network disruptions.

  8. Public Disclosure

    The company issues a statement confirming the cyberattack to media and stakeholders.

  9. Lawsuit Announcements

    Class action lawsuits are officially announced for both PLUG and SMR investors suffering losses.

  10. FY 2025 Earnings Call

    Scheduled live webcast to discuss financial performance and 2026 outlook.

  11. Expected Closing

    The transaction is scheduled to close, subject to customary closing conditions.

  12. Plug Power Financial Disclosure

    Plug Power releases results of operations, leading to renewed investor scrutiny and legal filings.

  13. Offering Priced

    Bakkt announces the pricing of the $48.125 million registered direct offering to a single investor.

  14. Earnings Call Announced

    Dot Ai officially schedules the Q4 and FY 2025 financial results presentation.

  15. NuScale Project Termination

    NuScale Power files an SEC disclosure terminating a material definitive agreement, a key catalyst for litigation.

  16. SEC 8-K Filing

    BSX files a Form 8-K under Item 8.01 (Other Events), potentially triggering market reaction.

  17. SEC Custody Rule

    The SEC issues restrictive guidance on digital asset custody for national banks.

  18. Earnings Report

    Boston Scientific reports Q4 2025 financial results and provides 2026 guidance.

  19. Accountant Change

    Company files notice of change in certifying accountant, a key governance shift.

  20. Director Reshuffle

    SEC filing reports departure and election of new directors for CID Holdco (Dot Ai).

Stories mentioning Securities and Exchange Commission 20

corporate-law Neutral

Pomerantz LLP Initiates Securities Class Action Against Boston Scientific

Pomerantz LLP has issued a formal notice regarding a class action lawsuit against Boston Scientific Corporation (BSX), alleging potential securities fraud. The litigation focuses on whether the medical technology giant made misleading statements regarding its product pipeline or regulatory compliance during the class period.

2 sources
markets Neutral

Apple Stake Surges as Union Bancaire Privee Boosts Holdings by 77%

Union Bancaire Privee UBP SA significantly expanded its position in Apple Inc. during the fourth quarter, increasing its stake by 77.6%. The Swiss private bank now holds over 1.15 million shares, signaling strong institutional confidence in the tech giant's long-term growth trajectory.

2 sources
markets Neutral

Nordea Trims Palantir Position Amid Broader Institutional Rebalancing

Nordea Investment Management AB reduced its stake in Palantir Technologies by 9% in the fourth quarter, selling over 200,000 shares. Despite the reduction, the firm maintains a significant $370 million position as Palantir expands its AI footprint in defense and commercial sectors.

2 sources
regulation Bearish

S&P 500 Governance Crisis: The Super Micro Accounting Contagion

Super Micro Computer's inclusion in the S&P 500 has exposed millions of passive investors to significant risk following repeated accounting scandals and auditor resignations. Despite a history of SEC settlements and internal control failures, the server maker remains a volatile fixture in the index, raising questions about selection criteria for AI-driven growth stocks.

3 sources
regulation Bullish

SEC Pivot on Crypto Securities Sparks Solana Rally and Litecoin Rivalry

The SEC has issued landmark guidance clarifying that most cryptocurrencies do not qualify as securities, providing a massive regulatory reprieve for assets like Solana. While the market celebrates, Litecoin has reignited 'commodity vs. security' debates, highlighting the friction between legacy Proof-of-Work assets and modern Proof-of-Stake networks.

2 sources
regulation Neutral

Democrats Propose New Funding Path to End Partial Government Shutdown

Congressional Democrats have introduced a new legislative framework intended to resolve the ongoing partial government shutdown that has paralyzed several federal agencies. The proposal seeks to bridge the gap with Republican leadership by offering concessions on discretionary spending while prioritizing the restoration of essential regulatory and economic services.

3 sources
markets Neutral

Capula Management Trims Cheniere Energy Stake Amid LNG Market Shifts

Capula Management Ltd has significantly reduced its position in Cheniere Energy, cutting its stake by nearly 40% in the third quarter. This move reflects a broader trend of institutional recalibration within the liquefied natural gas sector as global supply dynamics and pricing volatility continue to evolve.

2 sources
markets Neutral

Institutional Divergence on Palantir: Aquatic Capital vs. Brevan Howard

Institutional sentiment on Palantir Technologies Inc. ($PLTR) has reached a notable crossroads, as recent regulatory filings reveal a sharp divergence in strategy between major asset managers. While Aquatic Capital Management significantly expanded its position by 64.2%, Brevan Howard Capital Management executed a near-total exit, slashing its holdings by over 90%.

2 sources
earnings Neutral

Netcapital and Cadiz Set for Monday Earnings Amid Micro-Cap Volatility

Netcapital (NCPL) and Cadiz (CDZIP) are scheduled to release quarterly financial results on Monday, March 16, providing critical updates on the private equity crowdfunding sector and California water infrastructure projects. Investors are closely watching for revenue growth in fintech and progress on water supply initiatives.

2 sources
health-it Bearish

Stryker Global Networks Disrupted by Major Cyberattack

Stryker, a leading global medical technology firm, has confirmed a significant cyberattack that has compromised its international network infrastructure. The incident marks another high-profile breach in the healthcare sector, raising concerns over supply chain stability for critical surgical and orthopedic equipment.

2 sources
ethereum Neutral

Ethereum Rebounds Toward $2,000 Following March 9 Support Test

Ethereum showed resilience on March 10, 2026, recovering from a dip to $1,938 as institutional demand and Layer 2 growth provided a price floor. The asset continues to consolidate following its 2025 peak, with market focus shifting toward staking yields and upcoming network decentralization milestones.

2 sources
markets Neutral

Kemnay Advisory Trims Coinbase Stake Amid Shifting Crypto Market Dynamics

Kemnay Advisory Services Inc. reduced its stake in Coinbase Global by 11.6% during the third quarter, according to recent SEC filings. Despite the divestment of over 27,000 shares, the cryptocurrency exchange remains a cornerstone of the firm's portfolio, representing more than 10% of its total assets.

2 sources